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Speaking Engagements and Articles for Bar Association Seminars

Thursday, June, 26, 2014


Next Speaking Engagements and related articles to expect this year:
  • New York City Bar Association: 3rd Annual White Collar Crime Institute, speaking on Whistleblowers, Monday, May 19, 2014
  • New York County Lawyers Association: Hot Topics In Arbitration 2014; June 11, 2014
  • 2014 PLI Securities Arbitration Program: “Recent and Upcoming Rule Changes: Arbitrator Classification, Panel Composition, and Referrals for Disciplinary Action” July 31, 2014
  • PIABA Annual Meeting Seminar: Representing Whistleblowers: October 2014

Past Speaking Engagements and Articles:

  • PIABA Law Jl 2013: “Suitability in the Wake of FINRA Regulatory Notice 12-55”
  • Claimants’ Attorney in Mock Arbitration, Public Investors Arbitration Bar Association, Annual Securities Law Seminar (October 2013)
  • Speaker: “Arbitration Practicum on Prehearing Matters” and “Securities Arbitration: Recent Developments in the Law and Future Trends”, Practicing Law Institute, Securities Arbitration 2012 (August 2012)
  • Article: “Ethics in Discovery: Court, A Backdrop for Arbitration”, Practicing Law Institute (August 2012)
  • Moderator: “Arbitration Pleading & Practice: Every Case Its Own Way – The Malecki Example: “Affinity Fraud, Non-Securities Related Notes & the Pure Failure to Supervise a Branch”, Public Investors Arbitration Bar Association, Annual Securities Law Seminar (October 2011)
  • Panel Speaker: Reg. D and Private Placements - “The Tale of Two Private Placement Arbitrations: ‘Oh, What a Difference a Panel Can Make’”, Public Investors Arbitration Bar Association, Annual Securities Law Seminar (October 2010)
  • “Developments in the FINRA Arbitration Discovery Process”, Practicing Law Institute, Securities Arbitration 2010 (August 2010).
  • “Sarbanes Oxley: A Brief Primer for the Employee” / “Notes, Expungement, & Good Faith” / “Fair Dealing: A Case in Point”, Public Investors Arbitration Bar Association, Annual Securities Law Seminar (October 2008).
  • “BF and Auction Rate Securities: A Case Study”, Securities Arbitration and Mediation Hot Topics 2008, City Bar Center for Continuing Legal Education (Fall 2008).
  • Panelist – “Pleading Arbitration Claims and Defenses”, Securities Arbitration and Mediation 2007, New York State Bar Association, Continuing Legal Education (November, 2007).
  • Northeast Regional Panel - Moderator, Public Investors Arbitration Bar Association, Annual Securities Law Seminar (October 2007).
  • “Securities Arbitration and Mediation: 2007”, New York State Bar Association (Fall 2007).
  • "What Documents to Take to Every Hearing," Public Investors Arbitration Bar Association, Annual Securities Law Seminar (October 2006).
  • "Advance Trial Techniques: Borrowing from Theatre," Public Investors Arbitration Bar Association, Annual Securities Law Seminar (October 2005).
  • "How to Start Your Own Law Practice or Law-Related Business," NYS Bar Association, Committee on Women in the Law (June 2005).
  • "Knowing What to Look For: Getting the Documents that Can Win Your Case," Public Investors Arbitration Bar Association, Annual Securities Law Seminar (October 2004).
  • "Discovery 101 with A Twist: Tips, Timelines, and Tables”: “Securities Arbitration 2004, A Primer for the Practitioner," New York State Bar Association (October 2004).
  • "Self-Regulatory Organization Practice: Examinations, Interviews, Hearings and Appeals," Association of the Bar of the City of NY (December 2001 & February 2003).
  • "Understanding Wall Street and Avoiding Securities Fraud," The Learning Annex (March 2000).