Denis C. Dice

Securities, Mediation
1845 Walnut Street
Philadelphia, Pennsylvania 191034797


Securities

Admitted

1990, Pennsylvania; 1991, District of Columbia; 1994, U.S. District Court, Eastern District of Pennsylvania; 1998, U.S. District Court, Western District of Pennsylvania and U.S. Court of Appeals, Third Circuit

Law School

Catholic University of America, J.D., 1990; Villanova University, LL.M., Taxation, 2000

Law School Graduation Year

2000

College

St. Joseph's University, B.S., 1987

Memberships

Biographical

Author: SEC Expands Monitoring of Registered Representatives, Pennsylvania Law Weekly, June 2001 and Philadelphia Legal Intelligencer, Vol. 224, No. 119, June 20, 2001; Breath of Consumer Arbitration Agreement Is Expanded in Pennsylvania, Securities Arbitrator Commentator, Vol. IX, Nos. 10 and 11, June 1998; Third Circuit Clarifies Attorney Liability as Primary Actor in Claims Brought Under Section 10(b) and Rule 10b-5, Defense Digest, Vol. 4, No. 3, 1998-06; Pennsylvania Code Requires Periodic Inspection of All Broker/Dealer Office Locations in PA, Defense Digest, Vol. 4, No. 6, 1998-12; U.S. Supreme Court Expands ERISA Liability to Non-Fiduciary Which Knowingly Participates in a Prohibited Transaction, Defense Digest, Vol. 6, No. 6, 2000-12. Certified Arbitrator, National Association of Securities Dealers.

Military

Capt., USMC, 1990-1994