Admitted
1961, Illinois; 1962, New York
Law School
University of Illinois, J.D., 1961
Law School Graduation Year
1961
College
University of Illinois, B.A., with honors, 1958
Memberships
Chicago (Member, 1966—, Committee on Securities Law; Chairman, 1977-1978, Chairman, Broker Dealer Sub-Committee, 1974-1976, 1983-1996; Member, Committee on Antitrust, 1968—; Chairman, Committee on Futures and Derivatives, 1998-1999), Illinois State and American (Member, Sections on: Antitrust Law; Business Law; Litigation; Member, Broker Dealer Sub-Committee; Chairman, Sub-Committee on Futures Litigation, 1986—) Bar Associations.
Biographical
Phi Delta Phi. Public Member, Business Conduct Committee, Chicago Mercantile Exchange, 1992—. Author: Who is a Proprietary Trader? A Changing and Rocky Landscape, Futures & Derivatives Law Report, Vol. 20, No. 8, November 2000; Securities Sites and Online Trading Become Regulatory Priorities, Journal of Taxation of Investments, Autumn, 2000; When Broker-Dealer Activities Require Investment Advisor Registration: SEC Grants Interim Relief and Proposes Changes, NSCP Currents, 2000; When is an FCM, CTA or Pool a Securities Broker-Dealer, an Investment Advisor or an Investment Company Under the Securities Laws, Futures and Derivatives Law Report, 1999. What Every Compliance Professional Should Know About Derivatives, National Society of Compliance Professionals Annual Meeting, October 24, 1996; FCM's: Guarantors of Customers' Funds?, 16 Futures & Derivatives Law Report 10, p. 1 (Dec. 1996); Swaps are Nothing But Contracts...Right Now, Securities News, Fall, 1996; Member, Board of Visitors, College of Law, University of Illinois, 1981-1987; President, 1984-1986. Adjunct Professor, University of Illinois College of Law, 1993—. Adjunct Professor, ITT/Chicago-Kent College of Law, 1986—. Attorney, Securities and Exchange Commission, 1962-1963. Member, Board of Editors, Futures & Derivatives Law Report. Planning Committee Member, Ray Garrett, Jr. Corporate & Securities Institute, 1983—. Member: National Advisory Committee, National Society of Compliance Professionals, 1993—.