Admitted
1977, New York; 1985, District of Columbia
Law School
Rutgers School of Law, J.D., high honors, 1976
Law School Graduation Year
1976
College
Mount Holyoke, B.A., magna cum laude, 1973
Biographical
Staff Member, Commodity Futures Trading Commission, 1983-97. Office of the General Counsel, 1983-86; Associate Director, Division of Trading and Markets, 1987; Deputy Director/Chief Counsel, Division of Trading and Markets, 1987-97. Author: Single Stock Futures, Review of Securities & Commodities Regulation, 2001; Mutual Funds and Derivatives: Defining the Regulatory Boundaries, Futures & Derivatives Law Report, 1999; Congress Liberalizes Derivatives Regulation, NSCP Currents, 2001; The Perils of Success: Public Policy Issues Presented by Hedge Funds, 16 Futures and Derivatives Law Report 8-21, March/April 1996; Hedge Funds in the 1990's: Private Risk Taking, Public Consequences, The Financial Services Revolution: Understanding the Changing Roles of Banks, Mutual Funds, and Insurance Companies, Irwin, 1997. Co-Author: Maintenance of Market Strategies in Futures Broker Insolvencies: Futures Position Transfers from Troubled Firms, 44 Washington and Lee Law Review 849-915, 1987. Chairman, Committee on Futures Regulation of the Association of the Bar of the City of New York, 2000-03; Board of Editors, Futures and Derivatives Law Report; Editorial Advisory Board, Futures Industry Magazine.