Admitted
1988, Pennsylvania; 1990, New Jersey; 1991, District of Columbia
Law School
University of Baltimore, J.D., 1987
Law School Graduation Year
1987
College
Mansfield University, B.A., 1980
Memberships
Philadelphia, Pennsylvania, New Jersey State and American Bar Associations; District of Columbia Bar; Professional Liability Underwriters Association; Financial Planning Association (Member, Board of Directors).
Biographical
Licensed as a Registered Representative, Associated Registered Investment Advisor, Real Estate and Insurance Agent. Member, American Legion. Author: Constructive Notice of Potential Problems: Insufficient for Claims Made Policy, Defense Digest, Summer 1994; Securities Arbitration Program to Undergo Overhaul, Defense Digest, Vol. 3, No. 2, 1997-04; Twelve Simple Ways for Investment and Insurance Professionals to Protect Themselves and Defend Against Customer Complaints, Defense Digest, Vol. 4, No. 1, 1998-02; Ideas for Financial Planning, Investment and Insurance Professionals to Protect & Defend Against Customer Complaints, Regulatory Inquiries & Litigation, CFP Source, 1998-12, 1999-03, 1999-06; When Your Client Is No Longer Your Friend, CFP Source June 2001; Ideas for Financial Planning, Investment and Insurance Professionals to Protect and Defend Against Customer Complaints, Regulatory Inquiries and Litigation, CFP Source September 2001; NASD Adopts New Rule and Interpretation Regarding Transfer of Public Customer Accounts from One Member Firm to Another, CFP Source March 2002; Business Related Tidbits, CFP Source July 2002. Arbitrator: Philadelphia Stock Exchange; National Association of Securities Dealers.